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Fintech Integration Marketplace / Security / Compliance

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Ascendant Compliance Manager (ACM)

For compliance teams, pulling it all together is a complex and laborious process fraught with the perils of what might have been missed along the way. ACM’s compliance management platform makes it easy to monitor your offices, facilitate communication, meet your regulatory requirements, build and maintain a library of your documentation, track workflow, map risk, and complete post-trade compliance testing and reporting. Powered by Ascendant’s experience in the field, ACM tackles the unique challenges faced by financial firms and provides the insight necessary for critical business decisions.

Policies and procedures management, risks and issues management, audit management, all together, at your fingertips. The compliance process is fractured. Make it seamless with ACM.

Website

https://www.ascendantcompliancemanager.com/

Contacts

https://www.linkedin.com/groups/3291704/

https://twitter.com/AscendantCM

ACM
  • Policy & Procedures Management
  • Organizational Communication & Workflow
  • Compliance & Risk Testing
  • Risk Management
  • Branch & Multi-Office Management
  • Reporting
  • Marketing & Advertising Review
  • Adviser Management
  • Employee Management
  • Trading Compliance & Reporting
  • Code of Ethics Management
ACM

Companies that integrate with ACM

Each integration enriches the platform with data or features that provide comprehensive service and enhance the customer experience.

Black Diamond
Black Diamond | Advent | SS&C
The Black Diamond Platform is an award-winning portfolio management system and client reporting solution for financial advisors and wealth managers.
#Portfolio Management #Billing #Rebalancing #Portfolio Reporting #Tax Planning

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ACM

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